Compliance Team

Alicia Dator

President, CCO
Start of Sawgrass Career: 2001

Ms. Dator is the President and Chief Compliance Officer at Sawgrass, where she is responsible for supporting and guiding the firm’s continued growth and strategic development. Her broad experience across the organization has provided the foundation for her leadership role as President.

Alicia has served in multiple capacities throughout the firm, including Director of Operations and Director of Information Technology. She has worked closely with the firm’s management committee to help drive operational excellence and long-term success.

Prior to Sawgrass, she held various operational roles with Colonial Asset Management and Barnett Capital Advisors, Inc

Her educational accomplishments include attending the DeVry Institute of Technology.

Renaissance Regulatory Services

Non-Affiliated Compliance Consultants
Began working with Sawgrass: 2011

Renaissance Regulatory Services is a compliance consulting firm that has been working with Sawgrass to assist in the administration of the firm’s Compliance Program since December of 2011. The RRS team, a local company, possesses extensive compliance and operational experience with SEC, FINRA, and state rules and regulations necessary to support the Sawgrass Team.