Compliance Team

Alicia Dator

President, CCO
Start of Sawgrass Career: 2001

Ms. Dator is the President and CCO at Sawgrass, responsible for supporting and encouraging the next phase of the firm’s growth. With 21 years at the firm, her experience has provided the foundation for her newly established President role.

Alicia has worked in all departments in her 21 years with the firm such as Director of Operations, Director of Information Technology, and has worked very closely with the firm’s management committee to ensure success at the firm.

Prior to Sawgrass, she spent six years at Colonial Asset Management and Barnett Capital Advisors, Inc. in various operational roles.

Her educational accomplishments include attending the DeVry Institute of Technology.

Renaissance Regulatory Services

Non-Affiliated Compliance Consultants
Began working with Sawgrass:  2011

Renaissance Regulatory Services is a compliance consulting firm that has been working with Sawgrass to assist in the administration of the firm’s Compliance Program since December of 2011. The RRS team, a local company,  possesses extensive compliance and operational experience with SEC, FINRA, and state rules and regulations necessary to support the Sawgrass Team.